Michael Richard Harte

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cater Allen Limited (no longer approved here)
FRN 178737
- SMF3 Executive Director (7 May 2019 to 27 Apr 2020)
- SMF24 Chief Operations (9 Apr 2018 to 31 May 2020)
Santander UK Plc (no longer approved here)
FRN 106054
- SMF24 Chief Operations (9 Apr 2018 to 31 May 2020)
Santander Financial Services plc (no longer approved here)
FRN 146003
- SMF24 Chief Operations (9 Apr 2018 to 31 May 2020)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- SMF18 Other Overall Responsibility (12 May 2016 to 7 Dec 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.