Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2024)
- CF10 Compliance Oversight (30 Sep 2008 to 6 Feb 2019)
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- [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2024)
- CF10 Compliance Oversight (30 Sep 2008 to 6 Feb 2019)
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- [FCA CF] Material risk taker (10 Dec 2018 to 30 Nov 2024)
- [FCA CF] Significant management (10 Dec 2018 to 30 Nov 2024)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Nov 2024)
- SMF16 Compliance Oversight (10 Dec 2018 to 6 Feb 2019)
- CF10 Compliance Oversight (30 Sep 2008 to 9 Dec 2018)
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- SMF16 Compliance Oversight (10 Dec 2018 to 6 Feb 2019)
- [FCA CF] Material risk taker (10 Dec 2018 to 30 Nov 2024)
- [FCA CF] Significant management (10 Dec 2018 to 30 Nov 2024)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Nov 2024)
- CF10 Compliance Oversight (30 Sep 2008 to 9 Dec 2018)
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- [FCA CF] Material risk taker (10 Dec 2018 to 7 Jan 2020)
- [FCA CF] Significant management (10 Dec 2018 to 7 Jan 2020)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 7 Jan 2020)
- SMF16 Compliance Oversight (10 Dec 2018 to 6 Feb 2019)
- CF10 Compliance Oversight (7 Dec 2018 to 9 Dec 2018)
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- SMF16 Compliance Oversight (10 Dec 2018 to 6 Feb 2019)
- CF10 Compliance Oversight (30 Sep 2008 to 6 Mar 2016)
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- SMF16 Compliance Oversight (10 Dec 2018 to 6 Feb 2019)
- CF10 Compliance Oversight (13 Feb 2009 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Nov 2024)
- SMF16 Compliance Oversight (10 Dec 2018 to 6 Feb 2019)
- [FCA CF] Material risk taker (10 Dec 2018 to 30 Nov 2024)
- [FCA CF] Significant management (10 Dec 2018 to 30 Nov 2024)
- CF10 Compliance Oversight (4 Sep 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.