Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2024)
    • CF10 Compliance Oversight (30 Sep 2008 to 6 Feb 2019)
  • LV Equity Release Limited (no longer approved here)

    FRN 306287

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2024)
    • CF10 Compliance Oversight (30 Sep 2008 to 6 Feb 2019)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • [FCA CF] Material risk taker (10 Dec 2018 to 30 Nov 2024)
    • [FCA CF] Significant management (10 Dec 2018 to 30 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Nov 2024)
    • SMF16 Compliance Oversight (10 Dec 2018 to 6 Feb 2019)
    • CF10 Compliance Oversight (30 Sep 2008 to 9 Dec 2018)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • SMF16 Compliance Oversight (10 Dec 2018 to 6 Feb 2019)
    • [FCA CF] Material risk taker (10 Dec 2018 to 30 Nov 2024)
    • [FCA CF] Significant management (10 Dec 2018 to 30 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Nov 2024)
    • CF10 Compliance Oversight (30 Sep 2008 to 9 Dec 2018)
  • Teachers Assurance Company Limited (no longer approved here)

    FRN 202569

    • [FCA CF] Material risk taker (10 Dec 2018 to 7 Jan 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 7 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 7 Jan 2020)
    • SMF16 Compliance Oversight (10 Dec 2018 to 6 Feb 2019)
    • CF10 Compliance Oversight (7 Dec 2018 to 9 Dec 2018)
  • Liverpool Victoria Insurance Company Limited (no longer approved here)

    FRN 202965

    • SMF16 Compliance Oversight (10 Dec 2018 to 6 Feb 2019)
    • CF10 Compliance Oversight (30 Sep 2008 to 6 Mar 2016)
  • Highway Insurance Company Limited (no longer approved here)

    FRN 202972

    • SMF16 Compliance Oversight (10 Dec 2018 to 6 Feb 2019)
    • CF10 Compliance Oversight (13 Feb 2009 to 6 Mar 2016)
  • LV Protection Limited (no longer approved here)

    FRN 611223

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Nov 2024)
    • SMF16 Compliance Oversight (10 Dec 2018 to 6 Feb 2019)
    • [FCA CF] Material risk taker (10 Dec 2018 to 30 Nov 2024)
    • [FCA CF] Significant management (10 Dec 2018 to 30 Nov 2024)
    • CF10 Compliance Oversight (4 Sep 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.