Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Client dealing (since 15 Sep 2023)
- [FCA CF] Manager of certification employee (since 3 Jul 2023)
- [FCA CF] Material risk taker (3 Jul 2023 to 19 Oct 2024)
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Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 26 Jun 2023)
- [FCA CF] Client dealing (since 11 Nov 2016)
- [FCA CF] Algorithmic trading (26 Jun 2023 to 20 Jul 2023)
- [FCA CF] Manager of certification employee (21 Jun 2020 to 20 Jul 2022)
- [FCA CF] Material risk taker (30 Oct 2017 to 19 Oct 2024)
- CF30 Customer (8 Sep 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.