Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Two Shires Wealth Management Ltd
FRN 1001528
- SMF16 Compliance Oversight (since 2 Apr 2024)
- SMF3 Executive Director (since 2 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Apr 2024)
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- (11)Employed By (7 Dec 2020 to 21 Oct 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Oct 2022)
- CF30 Customer (3 Jul 2008 to 2 Jan 2020)
- CF1 Director (AR) (3 Jul 2008 to 2 Jan 2020)
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- Employed By (3 Jul 2008 to 2 Jan 2020)
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- Employed By (5 Apr 2004 to 22 Oct 2006)
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- Employed By (24 Feb 2004 to 9 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.