Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Close Brothers Limited
FRN 124750
- SMF9 Chair of the Governing Body (since 1 May 2017)
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- SMF7 Group Entity Senior Manager (12 Mar 2020 to 1 Mar 2025)
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- SMF7 Group Entity Senior Manager (12 Mar 2020 to 1 Mar 2025)
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- SMF7 Group Entity Senior Manager (3 Mar 2020 to 1 Dec 2025)
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- SMF9 Chair of the Governing Body (10 Dec 2018 to 4 Aug 2020)
- SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (27 Apr 2012 to 6 Mar 2016)
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- SMF9 Chair of the Governing Body (10 Dec 2018 to 4 Aug 2020)
- SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (27 Apr 2012 to 6 Mar 2016)
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- CF2 Non Executive Director (15 May 2012 to 8 Dec 2019)
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- CF29 Significant management (1 Nov 2007 to 1 May 2008)
- CF17 Significant Mgt (Other Business Operations) (17 Jan 2007 to 31 Oct 2007)
- CF1 Director (17 May 2006 to 10 Jul 2006)
- CF2 Non Executive Director (30 Mar 2005 to 17 May 2006)
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- CF29 Significant management (1 Nov 2007 to 1 May 2008)
- CF17 Significant Mgt (Other Business Operations) (17 Jan 2007 to 31 Oct 2007)
- CF1 Director (17 May 2006 to 10 Jul 2006)
- CF2 Non Executive Director (5 Oct 2005 to 17 May 2006)
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- CF1 Director (17 May 2006 to 1 May 2008)
- CF2 Non Executive Director (5 Oct 2005 to 17 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.