Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Crown Agents Investment Management Limited (no longer approved here)

    FRN 119207

    • CF3 Chief Executive (16 Sep 2011 to 3 Aug 2012)
    • CF30 Customer (1 Nov 2007 to 24 Oct 2016)
    • CF1 Director (1 Dec 2001 to 24 Oct 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Crown Agents Bank Limited (no longer approved here)

    FRN 204456

    • CF2 Non Executive Director (1 Jul 2007 to 2 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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