Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Key function holder (since 6 Jan 2021)
    • Responsible for Insurance Distribution (since 6 Jan 2021)
    • SMF3 Executive Director (since 6 Jan 2021)
    • [FCA CF] Significant management (since 6 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Dec 2020 to 4 Dec 2020)
  • PROSPERITY IFA LIMITED (no longer approved here)

    FRN 772483

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Oct 2021)
    • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF2 Non Executive Director (AR) (4 Nov 2011 to 30 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.