Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (6 Jan 2020 to 19 Nov 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2020)
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- (21)Employed By (28 Sep 2005 to 18 Sep 2006)
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- CF21 Investment Adviser (1 Jun 2005 to 18 Sep 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.