Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 24 Nov 2025)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • SMF1 Chief Executive (14 Nov 2024 to 11 Nov 2025)
    • SMF3 Executive Director (14 Nov 2024 to 11 Nov 2025)
    • SMF18 Other Overall Responsibility (1 Mar 2021 to 13 Nov 2024)
    • [FCA CF] Material risk taker (28 Oct 2020 to 1 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2021)
    • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (5 Sep 2012 to 19 Mar 2019)
  • Moelis & Company UK LLP (no longer approved here)

    FRN 516801

    • CF4 Partner (10 May 2011 to 16 Aug 2012)
    • CF30 Customer (16 Nov 2010 to 16 Aug 2012)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.