Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EFG Asset Management (UK) Limited
FRN 536771
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (4 May 2011 to 8 Dec 2019)
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- CF30 Customer (12 Jan 2012 to 30 Dec 2014)
- CF26 Customer Trading (8 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.