Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kirk Rice LLP

    FRN 531538

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 8 Nov 2018)
    • CF4 Partner (8 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (11 Nov 2013 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 1 Dec 2010)
    • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Aug 2005 to 13 Jul 2007)
  • Denzil Beckhurst & Associates (1213) (no longer approved here)

    FRN 161637

    • (5)Employed By (26 Oct 2000 to 22 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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