Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kirk Rice LLP
FRN 531538
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 8 Nov 2018)
- CF4 Partner (8 Nov 2018 to 8 Dec 2019)
- CF30 Customer (11 Nov 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 1 Dec 2010)
- CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Aug 2005 to 13 Jul 2007)
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- (5)Employed By (26 Oct 2000 to 22 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.