Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (18 Mar 2022 to 15 May 2023)
- CF29 Significant management (20 Jul 2011 to 31 Jan 2012)
- CF1 Director (14 Jan 2005 to 31 Jul 2019)
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- SMF9 Chair of the Governing Body (6 Apr 2020 to 19 Feb 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Sep 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Sep 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Sep 2021)
- SMF3 Executive Director (9 Dec 2019 to 27 Sep 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 19 Feb 2021)
- CF28 Systems and controls (20 Jul 2011 to 31 Jan 2012)
- CF30 Customer (1 Nov 2007 to 27 Sep 2021)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (AR) (27 Nov 2003 to 30 Oct 2020)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Mar 2003)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Mar 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
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- Employed By (8 Oct 2013 to 27 Sep 2021)
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- Employed By (27 Nov 2003 to 27 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.