Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Jul 2020)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (25 Sep 2012 to 28 Feb 2014)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 24 Sep 2012)
    • CF21 Investment Adviser (6 Feb 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.