Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
    • [FCA CF] Client dealing (since 7 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Dec 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Dec 2025)
    • CF30 Customer (30 Aug 2019 to 8 Dec 2019)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
    • [FCA CF] Client dealing (since 2 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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