Michael John Usher

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PK Wealth Limited (no longer approved here)

    FRN 669243

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
    • CF1 Director (19 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (19 Feb 2016 to 8 Dec 2019)
  • Connor Broadley Ltd (no longer approved here)

    FRN 468321

    • CF30 Customer (31 Mar 2011 to 30 Sep 2014)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
    • CF26 Customer Trading (11 Jul 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Mar 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.