Michael John Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRILAND METALS LIMITED

    FRN 141157

    • [FCA CF] Manager of certification employee (since 27 Jan 2022)
    • [FCA CF] Significant management (since 27 Jan 2022)
    • [FCA CF] Material risk taker (since 27 Jan 2022)
  • CCBI GLOBAL MARKETS (UK) LIMITED (no longer approved here)

    FRN 110134

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 May 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 7 May 2021)
    • CF28 Systems and controls (12 Oct 2016 to 8 Dec 2019)
    • CF1 Director (10 Mar 2014 to 6 Apr 2016)
    • CF30 Customer (1 Nov 2007 to 12 Oct 2016)
    • CF10 Compliance Oversight (1 Dec 2001 to 12 Oct 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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