Michael John Karpik

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PineBridge Investments Europe Limited
FRN 122531
- SMF3 Executive Director (since 24 Jan 2023)
MANAGED PENSION FUNDS LIMITED (no longer approved here)
FRN 221340
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 20 Oct 2017)
- CF1 Director (13 Mar 2009 to 6 Mar 2016)
STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)
FRN 154639
- CF1 Director (21 Nov 2011 to 9 May 2017)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF3 Chief Executive (21 Sep 2011 to 20 Oct 2017)
- CF30 Customer (1 Nov 2007 to 24 Feb 2009)
- CF1 Director (13 Aug 2003 to 20 Oct 2017)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.