Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (8 Jun 2006 to 8 Dec 2019)
    • CF3 Chief Executive (8 Jun 2006 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (8 Jun 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (8 Jun 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (23 Dec 2002 to 27 Jun 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (23 Dec 2002 to 27 Jun 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (23 Dec 2002 to 27 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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