Greenstone Capital LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
71Queen Victoria StreetLondonEC4V 4BEUNITED KINGDOM- Phone
- +447876183844
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Complaints Contact
71Queen Victoria StreetLondonEC4V 4BEUNITED KINGDOM- Phone
- +447876183844
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. Greenstone Resources (UK) Ltd
IRN XXG01121
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (16 Aug 2013 to 8 Dec 2019)
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. Strata Holdings Limited
IRN XXS01045
- CF4 Partner (8 Jun 2006 to 4 Mar 2010)
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. Strata Limited
IRN XXS01043
- CF4 Partner (8 Jun 2006 to 8 Aug 2013)
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Francois Jean Du Plessis
IRN FJD01034
- CF10 Compliance Oversight (14 Mar 2011 to 2 Jan 2017)
- CF11 Money Laundering Reporting (14 Mar 2011 to 2 Jan 2017)
- CF4 Partner (5 Jan 2010 to 5 Apr 2014)
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Graeme John Weeks
IRN GJW01139
- CF30 Customer (16 Aug 2013 to 21 Aug 2017)
- CF4 Partner (16 Aug 2013 to 5 Apr 2014)
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James Comfort
IRN JXC00717
- SMF16 Compliance Oversight (since 11 May 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 May 2022)
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James Edward Trutch Kelly
IRN JEK01046
- CF30 Customer (16 Aug 2013 to 1 Nov 2014)
- CF4 Partner (16 Aug 2013 to 5 Apr 2014)
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Mark Raymond Sawyer
IRN MXS01517
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (16 Aug 2013 to 8 Dec 2019)
- CF4 Partner (16 Aug 2013 to 8 Dec 2019)
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Mark Sawyer
IRN MXS00431
- [FCA CF] Client dealing (since 9 Dec 2019)
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Michael Haworth
IRN MXH00387
- [FCA CF] Client dealing (since 9 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.