Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (3 Nov 2014 to 30 Apr 2015)
- CF11 Money Laundering Reporting (3 Nov 2014 to 30 Apr 2015)
- CF28 Systems and controls (1 Nov 2007 to 15 Apr 2015)
- CF13 Finance (24 Jul 2003 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 15 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.