Michael James Walker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mobeus Equity Partners LLP (no longer approved here)

    FRN 456538

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2021)
    • CF10a CASS Oversight function (11 Dec 2013 to 2 Sep 2014)
    • CF11 Money Laundering Reporting (30 Jun 2012 to 6 Sep 2016)
    • CF10 Compliance Oversight (30 Jun 2012 to 6 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (23 Oct 2006 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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