Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ABSOLUTE FINANCIAL MANAGEMENT LIMITED
FRN 401135
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 3 Jan 2024)
- [FCA CF] Functions requiring qualifications (since 3 Jan 2024)
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- (7)[FCA CF] Client dealing (8 Mar 2023 to 29 Dec 2023)
- (8)[FCA CF] Functions requiring qualifications (8 Mar 2023 to 29 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (7)[FCA CF] Client dealing at Pension Income Planning Limited
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controlled function added: (8)[FCA CF] Functions requiring qualifications at Pension Income Planning Limited