Michael Ho

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF29 Significant management (12 Jun 2019 to 8 Dec 2019)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF29 Significant management (26 Apr 2018 to 30 Jun 2018)
- CF30 Customer (20 Nov 2017 to 30 Nov 2018)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (29 Nov 2013 to 14 Oct 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.