Michael Hillier James

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PREMIER FINANCIAL PLANNING LIMITED

    FRN 490515

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 16 Sep 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (5 Oct 2012 to 8 Dec 2019)
  • CARDAN (PFP) LTD

    FRN 1040272

    • Employed By (since 16 Sep 2025)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 28 Sep 2012)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (9 Dec 2002 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (24 Sep 2002 to 9 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.