Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- CF30 Customer (since 6 Jul 2022)
- CF4 Partner (AR) (since 6 Jul 2022)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (5 Jan 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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Boustead Capital Markets LLP
FRN 824256
- Employed By (since 6 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.