Michael Gough

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Manager of certification employee (since 13 Apr 2023)
    • [FCA CF] Client dealing (since 13 Apr 2023)
    • [FCA CF] Material risk taker (since 13 Apr 2023)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Manager of certification employee (since 13 Apr 2023)
    • [FCA CF] Client dealing (since 13 Apr 2023)
    • [FCA CF] Material risk taker (since 13 Apr 2023)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (15 Jun 2019 to 13 May 2022)
    • [FCA CF] Client dealing (26 Nov 2018 to 13 May 2022)
    • [FCA CF] Material risk taker (26 Nov 2018 to 13 May 2022)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (15 Jun 2019 to 13 May 2022)
    • [FCA CF] Client dealing (26 Nov 2018 to 13 May 2022)
    • [FCA CF] Material risk taker (26 Nov 2018 to 13 May 2022)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Manager of certification employee (6 Mar 2017 to 24 Aug 2018)
    • [FCA CF] Client dealing (6 Mar 2017 to 24 Aug 2018)
    • CF30 Customer (5 Oct 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (12 Feb 2014 to 30 Jun 2015)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (5 Nov 2012 to 25 Jul 2014)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (30 Sep 2011 to 8 Aug 2012)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (1 Nov 2007 to 22 Feb 2008)
    • CF21 Investment Adviser (11 Aug 2005 to 31 Oct 2007)
    • CF26 Customer Trading (31 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Jan 2005 to 11 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.