Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCLA Fund Managers Limited (no longer approved here)

    FRN 611707

    • CF1 Director (15 Jul 2014 to 9 Jul 2019)
    • CF3 Chief Executive (15 Jul 2014 to 9 Jul 2019)
  • CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119281

    • CF1 Director (6 Mar 2006 to 9 Jul 2019)
    • CF3 Chief Executive (6 Mar 2006 to 9 Jul 2019)
    • CF8 Apportionment and Oversight (6 Mar 2006 to 31 Oct 2007)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF1 Director (1 Dec 2001 to 21 Jan 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 20 May 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 13 Nov 2003)
    • CF14 Risk Assessment (1 Dec 2001 to 11 Jun 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 20 May 2004)
    • CF3 Chief Executive (1 Dec 2001 to 20 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.