Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (15 Jul 2014 to 9 Jul 2019)
- CF3 Chief Executive (15 Jul 2014 to 9 Jul 2019)
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- CF1 Director (6 Mar 2006 to 9 Jul 2019)
- CF3 Chief Executive (6 Mar 2006 to 9 Jul 2019)
- CF8 Apportionment and Oversight (6 Mar 2006 to 31 Oct 2007)
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- CF1 Director (1 Dec 2001 to 21 Jan 2005)
- CF8 Apportionment and Oversight (1 Dec 2001 to 20 May 2004)
- CF10 Compliance Oversight (1 Dec 2001 to 13 Nov 2003)
- CF14 Risk Assessment (1 Dec 2001 to 11 Jun 2003)
- CF21 Investment Adviser (1 Dec 2001 to 20 May 2004)
- CF3 Chief Executive (1 Dec 2001 to 20 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.