Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (10 Sep 2021 to 31 Mar 2024)
    • CF30 Customer (19 Jun 2009 to 3 Feb 2010)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 13 Apr 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Apr 2016)
    • CF30 Customer (22 Mar 2010 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 13 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.