Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Macquarie Capital (Europe) Limited
FRN 193905
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (10 Sep 2021 to 31 Mar 2024)
- CF30 Customer (19 Jun 2009 to 3 Feb 2010)
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- [FCA CF] Client dealing (7 Mar 2016 to 13 Apr 2016)
- [FCA CF] Material risk taker (7 Mar 2016 to 13 Apr 2016)
- CF30 Customer (22 Mar 2010 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 13 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.