Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Global WealthMAP Ltd
FRN 827170
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 7 Aug 2025)
- Responsible for Insurance Distribution (since 5 Nov 2024)
- SMF16 Compliance Oversight (since 30 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Oct 2024)
- Responsibility for MCD Intermediation (since 12 Feb 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (since 19 Sep 2019)
- CF1 Director (19 Sep 2019 to 8 Dec 2019)
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James McKenzie Financial Planning Ltd
FRN 802432
- (8)Employed By (since 8 Mar 2018)
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- Employed By (17 Apr 2007 to 23 Nov 2007)
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- CF22 Investment Adviser (Trainee) (31 Jul 2002 to 1 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.