Michael Edward Roemer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- SMF16 Compliance Oversight (9 Mar 2016 to 31 Oct 2017)
- CF28 Systems and controls (23 Jan 2012 to 31 Jan 2014)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF28 Systems and controls (23 Jan 2012 to 31 Jan 2014)
Clydesdale Financial Services Limited (no longer approved here)
FRN 311753
- CF28 Systems and controls (23 Jan 2012 to 31 Jan 2014)
Barclays Insurance Services Company Limited (no longer approved here)
FRN 312078
- CF28 Systems and controls (23 Jan 2012 to 31 Jan 2014)
Barclays Asset Management Limited (no longer approved here)
FRN 505543
- CF28 Systems and controls (23 Jan 2012 to 31 Jan 2014)
BIFM Investments Limited (no longer approved here)
FRN 511268
- CF28 Systems and controls (23 Jan 2012 to 8 Nov 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.