Michael Edmund Waller

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (1 Feb 2020 to 8 Sep 2025)
    • CF1 Director (AR) (10 Jan 2020 to 8 Sep 2025)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Hunter and Waller Financial Services LTD (no longer approved here)

    FRN 918919

    • (2)Employed By (10 Jan 2020 to 8 Sep 2025)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (28 Nov 2011 to 9 Sep 2013)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (7 Feb 2005 to 1 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.