Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- SMF24 Chief Operations (since 1 Feb 2026)
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- [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jul 2023)
- CF30 Customer (20 Sep 2016 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jul 2023)
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- CF27 Investment Management (3 Jun 2005 to 15 Aug 2006)
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.