Michael Duffy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Material risk taker (15 Mar 2018 to 11 Dec 2019)
    • [FCA CF] Significant management (15 Mar 2018 to 11 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (15 Mar 2018 to 11 Dec 2019)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Significant management (15 Mar 2018 to 13 Mar 2019)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (15 Mar 2018 to 13 Mar 2019)
    • CF29 Significant management (11 Jan 2010 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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