Michael David Stapleton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited

    FRN 119367

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (25 Mar 2009 to 21 Sep 2009)
    • CF3 Chief Executive (25 Mar 2009 to 21 Sep 2009)
    • CF8 Apportionment and Oversight (25 Mar 2009 to 31 Mar 2009)
    • CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
    • CF30 Customer (1 Nov 2007 to 21 Sep 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (21 Jan 2005 to 31 Oct 2007)
    • CF27 Investment Management (20 Nov 2002 to 31 Oct 2007)
  • First Sentier Investors International IM Limited

    FRN 122512

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (25 Mar 2009 to 21 Sep 2009)
    • CF3 Chief Executive (25 Mar 2009 to 21 Sep 2009)
    • CF8 Apportionment and Oversight (25 Mar 2009 to 31 Mar 2009)
    • CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
    • CF30 Customer (1 Nov 2007 to 21 Sep 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (21 Jan 2005 to 31 Oct 2007)
    • CF27 Investment Management (20 Nov 2002 to 31 Oct 2007)
  • First Sentier Investors (UK) Funds Limited

    FRN 143359

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (25 Mar 2009 to 21 Sep 2009)
    • CF3 Chief Executive (25 Mar 2009 to 21 Sep 2009)
    • CF8 Apportionment and Oversight (25 Mar 2009 to 31 Mar 2009)
    • CF30 Customer (1 Nov 2007 to 21 Sep 2009)
    • CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (21 Jan 2005 to 31 Oct 2007)
    • CF27 Investment Management (20 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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