Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amersham Investment Management Ltd (no longer approved here)

    FRN 507460

    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2021 to 1 Jun 2022)
    • [FCA CF] Client dealing (5 Mar 2021 to 1 Nov 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2021)
    • CF30 Customer (13 May 2010 to 8 Dec 2019)
    • CF1 Director (13 May 2010 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (1 Nov 2007 to 1 Nov 2009)
    • CF27 Investment Management (19 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.