Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (1 Nov 2021 to 1 Jun 2022)
- [FCA CF] Client dealing (5 Mar 2021 to 1 Nov 2021)
- SMF3 Executive Director (9 Dec 2019 to 1 Nov 2021)
- CF30 Customer (13 May 2010 to 8 Dec 2019)
- CF1 Director (13 May 2010 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 1 Nov 2009)
- CF27 Investment Management (19 Oct 2007 to 31 Oct 2007)
- CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.