Amersham Investment Management Ltd

Date authorised
1 April 2013
Companies House
06974140
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Yew Trees
    Crowell Hill
    Chinnor
    Oxfordshire
    OX39 4BT
    UNITED KINGDOM
    Phone
    +4402077347524
    Web
    https://www.amershaminvestment.co.uk

  • Complaints Contact

    Yew Trees
    Crowell Hill
    Chinnor
    Oxfordshire
    OX39 4BT
    UNITED KINGDOM
    Phone
    +4402077347524

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Christopher Forsyth

    IRN JCF01045

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Nov 2021)
    • SMF1 Chief Executive (since 11 Nov 2021)
    • SMF16 Compliance Oversight (since 11 Nov 2021)
    • Responsible for Insurance Distribution (since 11 Nov 2021)
    • [FCA CF] Client dealing (since 11 Mar 2021)
    • SMF3 Executive Director (since 10 Mar 2021)
  • Michael Cyprian Waller-Bridge

    IRN MCW01069

    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2021 to 1 Jun 2022)
    • [FCA CF] Client dealing (5 Mar 2021 to 1 Nov 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2021)
    • CF1 Director (13 May 2010 to 8 Dec 2019)
    • CF30 Customer (13 May 2010 to 8 Dec 2019)
  • Paul Martin Barnes

    IRN PMB01110

    • [FCA CF] Client dealing (5 Mar 2021 to 26 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 26 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Nov 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Nov 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 12 Nov 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Jan 2024)
    • CF30 Customer (13 May 2010 to 8 Dec 2019)
    • CF3 Chief Executive (13 May 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 May 2010 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (13 May 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 May 2010 to 8 Dec 2019)
    • CF1 Director (13 May 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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