Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Aug 2018 to 20 Jun 2019)
- [FCA CF] Algorithmic trading (22 Nov 2017 to 20 Jun 2019)
- [FCA CF] Client dealing (18 Sep 2017 to 20 Jun 2019)
- [FCA CF] Manager of certification employee (18 Sep 2017 to 20 Jun 2019)
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- [FCA CF] Material risk taker (1 Aug 2018 to 20 Jun 2019)
- [FCA CF] Algorithmic trading (22 Nov 2017 to 20 Jun 2019)
- [FCA CF] Manager of certification employee (18 Sep 2017 to 20 Jun 2019)
- [FCA CF] Client dealing (18 Sep 2017 to 20 Jun 2019)
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- CF21 Investment Adviser (16 May 2005 to 8 Feb 2006)
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- CF21 Investment Adviser (16 May 2005 to 8 Feb 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.