Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (1 Aug 2018 to 20 Jun 2019)
    • [FCA CF] Algorithmic trading (22 Nov 2017 to 20 Jun 2019)
    • [FCA CF] Client dealing (18 Sep 2017 to 20 Jun 2019)
    • [FCA CF] Manager of certification employee (18 Sep 2017 to 20 Jun 2019)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (1 Aug 2018 to 20 Jun 2019)
    • [FCA CF] Algorithmic trading (22 Nov 2017 to 20 Jun 2019)
    • [FCA CF] Manager of certification employee (18 Sep 2017 to 20 Jun 2019)
    • [FCA CF] Client dealing (18 Sep 2017 to 20 Jun 2019)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF21 Investment Adviser (16 May 2005 to 8 Feb 2006)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF21 Investment Adviser (16 May 2005 to 8 Feb 2006)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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