Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natural Resources Global Capital Partners Limited (no longer approved here)

    FRN 678740

    • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2021)
    • CF1 Director (7 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (7 Jul 2015 to 8 Dec 2019)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 29 Aug 2014)
    • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.