Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 4 Jun 2025)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 14 Mar 2005)
- CF11 Money Laundering Reporting (1 Dec 2001 to 14 Mar 2005)
- CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2005)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.