Date authorised
1 April 2013
Companies House
01060246
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42 Long Street
    Wigston
    Leicester
    Leicestershire
    LE18 2AH
    UNITED KINGDOM
    Phone
    +4401162882609
  • Complaints Contact

    42 Long Street
    Wigston
    Leicester
    Leicestershire
    LE18 2AH
    UNITED KINGDOM
    Phone
    +4401162882609

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bryan Langley Fallows

    IRN BLF00007

    • SMF3 Executive Director (9 Dec 2019 to 4 Dec 2025)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Michael Charlton

    IRN MXC00193

    • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2025)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Mar 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Neil Bryan Langley Fallows

    IRN NBF00003

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Nigel Anthony Fallows

    IRN NAF00013

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Rosemary Fallows

    IRN RXF01186

    • CF2 Non Executive Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.