Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 20 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 28 May 2010)
    • CF21 Investment Adviser (28 Dec 2005 to 31 Oct 2007)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (13 Jul 2011 to 17 May 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (24 Jun 2010 to 15 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.