Michael Charles Seabrook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investments Limited

    FRN 124885

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 25 May 2020)
    • [FCA CF] Functions requiring qualifications (since 20 May 2020)
    • SMF3 Executive Director (5 Oct 2020 to 1 Dec 2024)
    • [FCA CF] Significant management (25 May 2020 to 10 Jul 2024)
    • [FCA CF] Manager of certification employee (25 May 2020 to 10 Jul 2024)
  • Smythe House Limited (no longer approved here)

    FRN 583142

    • [FCA CF] Functions requiring qualifications (23 Aug 2021 to 13 Oct 2022)
    • [FCA CF] Client dealing (23 Aug 2021 to 13 Oct 2022)
  • Zeus Capital Limited (no longer approved here)

    FRN 224621

    • CF30 Customer (11 Dec 2015 to 8 Dec 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 14 Aug 2015)
    • CF21 Investment Adviser (24 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.