Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (1 Apr 2022 to 24 Apr 2025)
- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
- CF1 Director (13 Jan 2009 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (14 Sep 2007 to 31 Oct 2007)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Jan 2022)
- CF2 Non Executive Director (24 Oct 2019 to 8 Dec 2019)
- CF1 Director (15 Feb 2017 to 24 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.