Michael Cedric Andrew Clark

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clark Financial Advisory Limited

    FRN 616380

    • [FCA CF] CASS oversight function (since 31 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF3 Chief Executive (21 Mar 2014 to 8 Dec 2019)
    • CF1 Director (21 Mar 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Mar 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Mar 2014 to 8 Dec 2019)
    • CF30 Customer (21 Mar 2014 to 8 Dec 2019)
  • EPIC Markets (UK) LLP (no longer approved here)

    FRN 231778

    • CF30 Customer (1 Nov 2007 to 7 Sep 2013)
    • CF21 Investment Adviser (25 Nov 2005 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.