Michael Carrick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tier One Capital Ltd (no longer approved here)

    FRN 583021

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
    • CF30 Customer (8 Oct 2019 to 8 Dec 2019)
  • Tier One Capital Wealth Management Limited (no longer approved here)

    FRN 588633

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Jul 2019)
    • CF10 Compliance Oversight (2 Jan 2013 to 24 Jul 2019)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
    • CF1 Director (2 Jan 2013 to 20 Aug 2019)
    • CF11 Money Laundering Reporting (2 Jan 2013 to 24 Jul 2019)
    • Responsible for Insurance Mediation (2 Jan 2013 to 30 Sep 2018)
  • Gent & Craig Insurances Ltd (no longer approved here)

    FRN 474850

    • CF30 Customer (15 Nov 2012 to 20 Feb 2013)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (27 Mar 2009 to 21 Dec 2012)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (24 Oct 2002 to 31 Oct 2007)
    • CF4 Partner (AR) (3 Sep 2002 to 27 Mar 2009)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 3 Sep 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Oct 2002)
  • Carrick Financial Management Ltd (no longer approved here)

    FRN 196441

    • Employed By (1 Dec 2001 to 21 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.