Michael Caine

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ORCHARD FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 229317

    • SMF3 Executive Director (9 Dec 2019 to 6 Jun 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jun 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (12 Feb 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (12 Feb 2007 to 30 Sep 2018)
    • CF21 Investment Adviser (14 Jan 2004 to 31 Oct 2007)
    • CF1 Director (14 Jan 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Jan 2004 to 8 Dec 2019)
  • Owl Insurance Services (no longer approved here)

    FRN 125563

    • (3)Employed By (22 Nov 1999 to 1 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.