Michael Broome

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALBR CAPITAL LIMITED

    FRN 456804

    • [FCA CF] Client dealing (since 2 Apr 2024)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 25 Jul 2022)
  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF30 Customer (20 Sep 2018 to 18 Nov 2019)
  • Foveal LLP (no longer approved here)

    FRN 646980

    • CF30 Customer (7 Jul 2016 to 5 Jan 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (15 Jun 2010 to 4 Apr 2014)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (15 Jan 2009 to 29 Mar 2010)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.