Foveal LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Professional
Investment Advice (no pensions)

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Amit Roy
IRN RXA01349
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF4 Partner (7 Nov 2014 to 8 Dec 2019)
- CF30 Customer (7 Nov 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (7 Nov 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Nov 2014 to 8 Dec 2019)
Michael Broome
IRN MXB01474
- CF30 Customer (7 Jul 2016 to 5 Jan 2017)
Puspa Roy
IRN PXR01657
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (7 Nov 2014 to 8 Dec 2019)
Thomas George Michael Morony
IRN TGM01019
- CF30 Customer (27 May 2016 to 24 May 2020)

Smaller firms operating under this firm's FCA authorisation.

IZOT ADVISERS LTD (no longer appointed)
FRN 751727 · Appointed 4 Jul 2016 · Until 1 Mar 2017
MORONY CAPITAL ADVISERS LTD (no longer appointed)
FRN 747347 · Appointed 18 May 2016 · Until 24 May 2020

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.