Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (5 Jan 2017 to 8 Dec 2019)
    • CF4 Partner (5 Jan 2017 to 8 Dec 2019)
  • TENAX CAPITAL LIMITED (no longer approved here)

    FRN 407394

    • CF30 Customer (4 May 2012 to 28 Apr 2015)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (4 Nov 2009 to 14 Mar 2012)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 30 Jul 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.