Michael Batty

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Legal & General Home Finance Limited
FRN 303418
- SMF3 Executive Director (since 25 Oct 2023)
- SMF2 Chief Finance (25 Oct 2023 to 22 Jul 2024)
- [FCA CF] Significant management (16 Feb 2021 to 23 Oct 2023)
Legal & General Financial Advice Ltd
FRN 839860
- SMF3 Executive Director (since 2 Sep 2022)
- [FCA CF] Significant management (1 Apr 2020 to 2 Sep 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.